Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHAK SUM
Chinese Name of Relevant Individual
王澤森
HKMA Registration Number
AJ2011
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSIST CUSTOMER RM-BUS BANKING
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSIST CUSTOMER RM-BUS BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2024 - 26 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2024 - 26 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2023 - 14 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2023 - 14 Mar 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHAK SUM
:
Chinese Name of Relevant Individual
王澤森
:
HKMA Registration Number
AJ2011
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2026
No
ASSIST CUSTOMER RM-BUS BANKING
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2026
No
ASSIST CUSTOMER RM-BUS BANKING
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2011
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 22 Jan 2026
No
AJ2011
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 22 Jan 2026
No
AJ2011
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 May 2024 - 26 Dec 2025
No
AJ2011
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 May 2024 - 26 Dec 2025
No
AJ2011
CHONG HING BANK LIMITED
Type 1: dealing in securities
21 Apr 2023 - 14 Mar 2024
No
AJ2011
CHONG HING BANK LIMITED
Type 4: advising on securities
21 Apr 2023 - 14 Mar 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.