Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
JOSHI, SWAPNIL
Chinese Name of Relevant Individual

HKMA Registration Number
AJ2037
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
JOSHI, SWAPNIL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ2037
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Jul 2025
No
MARKETS