Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DANI, SOUMYASHREE
Chinese Name of Relevant Individual
HKMA Registration Number
AJ2038
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2026 - 19 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2025 - 28 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2024 - 19 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2023 - 27 Apr 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DANI, SOUMYASHREE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ2038
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2038
BARCLAYS BANK PLC
Type 4: advising on securities
18 May 2026 - 19 May 2026
No
AJ2038
BARCLAYS BANK PLC
Type 4: advising on securities
27 May 2025 - 28 May 2025
No
AJ2038
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jun 2024 - 19 Jun 2024
No
AJ2038
BARCLAYS BANK PLC
Type 4: advising on securities
25 Apr 2023 - 27 Apr 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.