Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, SHUET YING SHARON
Chinese Name of Relevant Individual
謝雪瑩
HKMA Registration Number
AJ2061
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2023 - 05 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2023 - 05 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2023 - 05 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2023 - 05 Dec 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, SHUET YING SHARON
:
Chinese Name of Relevant Individual
謝雪瑩
:
HKMA Registration Number
AJ2061
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2061
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Apr 2023 - 05 Dec 2023
No
AJ2061
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2023 - 05 Dec 2023
No
AJ2061
CITIBANK, N.A.
Type 1: dealing in securities
27 Apr 2023 - 05 Dec 2023
No
AJ2061
CITIBANK, N.A.
Type 4: advising on securities
27 Apr 2023 - 05 Dec 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.