Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DAULASIM, SOUTHA, CLEMENT
Chinese Name of Relevant Individual
HKMA Registration Number
AJ2157
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2025 - 02 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2025 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2024 - 15 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2024 - 17 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2023 - 13 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2023 - 12 May 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DAULASIM, SOUTHA, CLEMENT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ2157
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2157
BNP PARIBAS
Type 1: dealing in securities
29 Sep 2025 - 02 Oct 2025
No
AJ2157
BNP PARIBAS
Type 1: dealing in securities
24 Feb 2025 - 28 Feb 2025
No
AJ2157
BNP PARIBAS
Type 1: dealing in securities
12 Nov 2024 - 15 Nov 2024
No
AJ2157
BNP PARIBAS
Type 1: dealing in securities
13 May 2024 - 17 May 2024
No
AJ2157
BNP PARIBAS
Type 1: dealing in securities
10 Oct 2023 - 13 Oct 2023
No
AJ2157
BNP PARIBAS
Type 1: dealing in securities
10 May 2023 - 12 May 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.