Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, SHU YI
Chinese Name of Relevant Individual

李舒宜
HKMA Registration Number
AJ2218
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ASSOCIATE DIRECTOR
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
18 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, ASSOCIATE DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, SHU YI
:
Chinese Name of Relevant Individual
李舒宜
:
HKMA Registration Number
AJ2218
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
18 May 2023
No
RELATIONSHIP MANAGER, ASSOCIATE DIRECTOR
CTBC BANK CO., LTD.
Type 4: advising on securities
18 May 2023
No
RELATIONSHIP MANAGER, ASSOCIATE DIRECTOR