Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, HO YIN THOMAS
Chinese Name of Relevant Individual
謝灝賢
HKMA Registration Number
AJ2219
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2024 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2024 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2023 - 29 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2023 - 29 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2023 - 29 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2023 - 29 Dec 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, HO YIN THOMAS
:
Chinese Name of Relevant Individual
謝灝賢
:
HKMA Registration Number
AJ2219
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2219
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2024 - 28 Sep 2025
No
AJ2219
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2024 - 28 Sep 2025
No
AJ2219
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 May 2023 - 29 Dec 2023
No
AJ2219
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
18 May 2023 - 29 Dec 2023
No
AJ2219
CITIBANK, N.A.
Type 1: dealing in securities
18 May 2023 - 29 Dec 2023
No
AJ2219
CITIBANK, N.A.
Type 4: advising on securities
18 May 2023 - 29 Dec 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.