Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, KA HEI
Chinese Name of Relevant Individual
蘇嘉曦
HKMA Registration Number
AJ2227
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGER, PRODUCT MANAGEMENT
Remarks
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGER, PRODUCT MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUSION BANK LIMITED
SFC CE number
BOJ553
Business Address
15/F, HARBOUR CENTRE, 25 HARBOUR ROAD, WANCHAI, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
FUSION BANK LIMITED
Effective Date
29 Jan 2026
Description
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of FUSION BANK LIMITED not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Jan 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Jan 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2025 - 28 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2025 - 28 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2023 - 30 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2023 - 30 Nov 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, KA HEI
:
Chinese Name of Relevant Individual
蘇嘉曦
:
HKMA Registration Number
AJ2227
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUSION BANK LIMITED
Type 1: dealing in securities
25 Dec 2025
Yes
MANAGER, PRODUCT MANAGEMENT
FUSION BANK LIMITED
Type 4: advising on securities
25 Dec 2025
Yes
MANAGER, PRODUCT MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
FUSION BANK LIMITED
BOJ553
15/F, HARBOUR CENTRE, 25 HARBOUR ROAD, WANCHAI, HONG KONG
Registered Institution
Effective Date
Description
FUSION BANK LIMITED
1
29 Jan 2026
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of FUSION BANK LIMITED not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2227
FUSION BANK LIMITED
Type 1: dealing in securities
Since 29 Jan 2026
Yes
AJ2227
FUSION BANK LIMITED
Type 4: advising on securities
Since 29 Jan 2026
Yes
AJ2227
FUSION BANK LIMITED
Type 1: dealing in securities
25 Dec 2025 - 28 Jan 2026
No
AJ2227
FUSION BANK LIMITED
Type 4: advising on securities
25 Dec 2025 - 28 Jan 2026
No
AJ2227
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
19 May 2023 - 30 Nov 2025
No
AJ2227
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
19 May 2023 - 30 Nov 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.