Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TOH, SOH TIN
Chinese Name of Relevant Individual
HKMA Registration Number
AJ2247
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2026 - 09 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2025 - 21 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2024 - 06 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2024 - 20 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TOH, SOH TIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ2247
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2247
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2026 - 09 Jan 2026
No
AJ2247
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
19 Aug 2025 - 21 Aug 2025
No
AJ2247
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
05 Nov 2024 - 06 Nov 2024
No
AJ2247
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
18 Feb 2024 - 20 Feb 2024
No
AJ2247
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
23 May 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
