Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KING CHI
Chinese Name of Relevant Individual
陳景姿
HKMA Registration Number
AJ2293
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2024 - 08 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2024 - 08 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2023 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2023 - 18 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2023 - 20 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2023 - 20 Sep 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KING CHI
:
Chinese Name of Relevant Individual
陳景姿
:
HKMA Registration Number
AJ2293
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2293
DAH SING BANK, LIMITED
Type 1: dealing in securities
03 May 2024 - 08 Jun 2026
No
AJ2293
DAH SING BANK, LIMITED
Type 4: advising on securities
03 May 2024 - 08 Jun 2026
No
AJ2293
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
04 Nov 2023 - 18 Apr 2024
No
AJ2293
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
04 Nov 2023 - 18 Apr 2024
No
AJ2293
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 May 2023 - 20 Sep 2023
No
AJ2293
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 May 2023 - 20 Sep 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.