Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, CHENQING
Chinese Name of Relevant Individual
王晨青
HKMA Registration Number
AJ2392
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GENERAL MANAGER, HONG KONG BRANCH
Remarks
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GENERAL MANAGER, HONG KONG BRANCH
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
EAST WEST BANK
SFC CE number
AOE791
Business Address
SUITE 1108, 11/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
EAST WEST BANK
Effective Date
22 Dec 2023
Description
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of EAST WEST BANK not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Dec 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Dec 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2023 - 21 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2023 - 21 Dec 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, CHENQING
:
Chinese Name of Relevant Individual
王晨青
:
HKMA Registration Number
AJ2392
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EAST WEST BANK
Type 1: dealing in securities
13 Jun 2023
Yes
GENERAL MANAGER, HONG KONG BRANCH
EAST WEST BANK
Type 4: advising on securities
13 Jun 2023
Yes
GENERAL MANAGER, HONG KONG BRANCH
Name of Registered Institution
SFC CE number
Business Address
EAST WEST BANK
AOE791
SUITE 1108, 11/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
EAST WEST BANK
1
22 Dec 2023
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of EAST WEST BANK not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2392
EAST WEST BANK
Type 1: dealing in securities
Since 22 Dec 2023
Yes
AJ2392
EAST WEST BANK
Type 4: advising on securities
Since 22 Dec 2023
Yes
AJ2392
EAST WEST BANK
Type 1: dealing in securities
13 Jun 2023 - 21 Dec 2023
No
AJ2392
EAST WEST BANK
Type 4: advising on securities
13 Jun 2023 - 21 Dec 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.