Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, SHANSHAN
Chinese Name of Relevant Individual
劉珊珊
HKMA Registration Number
AJ2408
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2026 - 22 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2026 - 22 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2026 - 23 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2026 - 23 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2025 - 27 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2025 - 27 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2025 - 12 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2025 - 12 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2024 - 06 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2024 - 06 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2024 - 20 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2024 - 20 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2023 - 19 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2023 - 19 Jun 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, SHANSHAN
:
Chinese Name of Relevant Individual
劉珊珊
:
HKMA Registration Number
AJ2408
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2408
CITIBANK, N.A.
Type 1: dealing in securities
17 Apr 2026 - 22 Apr 2026
No
AJ2408
CITIBANK, N.A.
Type 4: advising on securities
17 Apr 2026 - 22 Apr 2026
No
AJ2408
CITIBANK, N.A.
Type 1: dealing in securities
19 Mar 2026 - 23 Mar 2026
No
AJ2408
CITIBANK, N.A.
Type 4: advising on securities
19 Mar 2026 - 23 Mar 2026
No
AJ2408
CITIBANK, N.A.
Type 1: dealing in securities
21 Mar 2025 - 27 Mar 2025
No
AJ2408
CITIBANK, N.A.
Type 4: advising on securities
21 Mar 2025 - 27 Mar 2025
No
AJ2408
CITIBANK, N.A.
Type 1: dealing in securities
07 Jan 2025 - 12 Jan 2025
No
AJ2408
CITIBANK, N.A.
Type 4: advising on securities
07 Jan 2025 - 12 Jan 2025
No
AJ2408
CITIBANK, N.A.
Type 1: dealing in securities
28 Jun 2024 - 06 Jul 2024
No
AJ2408
CITIBANK, N.A.
Type 4: advising on securities
28 Jun 2024 - 06 Jul 2024
No
AJ2408
CITIBANK, N.A.
Type 1: dealing in securities
16 Jan 2024 - 20 Jan 2024
No
AJ2408
CITIBANK, N.A.
Type 4: advising on securities
16 Jan 2024 - 20 Jan 2024
No
AJ2408
CITIBANK, N.A.
Type 1: dealing in securities
14 Jun 2023 - 19 Jun 2023
No
AJ2408
CITIBANK, N.A.
Type 4: advising on securities
14 Jun 2023 - 19 Jun 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.