Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KASTENHOLZ, MIKA ARNOLD
Chinese Name of Relevant Individual
HKMA Registration Number
AJ2454
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD INVESTMENT SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
22 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD INVESTMENT SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD INVESTMENT SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
22 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD INVESTMENT SOLUTIONS
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
First date of engagement
22 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD INVESTMENT SOLUTIONS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
LGT BANK AG
Effective Date
03 Sep 2025
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 11 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 11 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Sep 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Sep 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
Since 03 Sep 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
22 Jun 2023 - 10 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
22 Jun 2023 - 10 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2023 - 02 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2023 - 02 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
22 Jun 2023 - 02 Sep 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KASTENHOLZ, MIKA ARNOLD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ2454
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
22 Jun 2023
Yes
GLOBAL HEAD INVESTMENT SOLUTIONS
LGT BANK AG
Type 2: dealing in futures contracts
22 Jun 2023
Yes
GLOBAL HEAD INVESTMENT SOLUTIONS
LGT BANK AG
Type 4: advising on securities
22 Jun 2023
Yes
GLOBAL HEAD INVESTMENT SOLUTIONS
LGT BANK AG
Type 5: advising on futures contracts
22 Jun 2023
Yes
GLOBAL HEAD INVESTMENT SOLUTIONS
LGT BANK AG
Type 9: asset management
22 Jun 2023
Yes
GLOBAL HEAD INVESTMENT SOLUTIONS
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Registered Institution
Effective Date
Description
LGT BANK AG
1
03 Sep 2025
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2454
LGT BANK AG
Type 2: dealing in futures contracts
Since 11 Dec 2025
Yes
AJ2454
LGT BANK AG
Type 5: advising on futures contracts
Since 11 Dec 2025
Yes
AJ2454
LGT BANK AG
Type 1: dealing in securities
Since 03 Sep 2025
Yes
AJ2454
LGT BANK AG
Type 4: advising on securities
Since 03 Sep 2025
Yes
AJ2454
LGT BANK AG
Type 9: asset management
Since 03 Sep 2025
Yes
AJ2454
LGT BANK AG
Type 2: dealing in futures contracts
22 Jun 2023 - 10 Dec 2025
No
AJ2454
LGT BANK AG
Type 5: advising on futures contracts
22 Jun 2023 - 10 Dec 2025
No
AJ2454
LGT BANK AG
Type 1: dealing in securities
22 Jun 2023 - 02 Sep 2025
No
AJ2454
LGT BANK AG
Type 4: advising on securities
22 Jun 2023 - 02 Sep 2025
No
AJ2454
LGT BANK AG
Type 9: asset management
22 Jun 2023 - 02 Sep 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.