Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SUM YEE
Chinese Name of Relevant Individual
吳琛兒
HKMA Registration Number
AJ2550
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 9: asset management
Effective Period
19 Jul 2025 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2023 - 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2023 - 17 Jul 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SUM YEE
:
Chinese Name of Relevant Individual
吳琛兒
:
HKMA Registration Number
AJ2550
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2550
BNP PARIBAS
Type 9: asset management
19 Jul 2025 - 30 Apr 2026
No
AJ2550
BNP PARIBAS
Type 4: advising on securities
08 Jul 2023 - 30 Apr 2026
No
AJ2550
BNP PARIBAS
Type 1: dealing in securities
08 Jul 2023 - 17 Jul 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.