Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LO, CHUNG HAY HALEY
Chinese Name of Relevant Individual

勞仲熹
HKMA Registration Number
AJ2654
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ALTERNATIVE INVESTMENT SPECIALIST
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ALTERNATIVE INVESTMENT SPECIALIST
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 9: asset management
First date of engagement
01 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ALTERNATIVE INVESTMENT SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LO, CHUNG HAY HALEY
:
Chinese Name of Relevant Individual
勞仲熹
:
HKMA Registration Number
AJ2654
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Jun 2026
No
ALTERNATIVE INVESTMENT SPECIALIST
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Jun 2026
No
ALTERNATIVE INVESTMENT SPECIALIST
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 9: asset management
01 Jun 2026
No
ALTERNATIVE INVESTMENT SPECIALIST