Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, CHING YIN MARCUS
Chinese Name of Relevant Individual

陳政諺
HKMA Registration Number
AJ2676
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, CHING YIN MARCUS
:
Chinese Name of Relevant Individual
陳政諺
:
HKMA Registration Number
AJ2676
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
04 Mar 2026
No
SALESPERSON