Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YE, YUNPING
Chinese Name of Relevant Individual

叶允平
HKMA Registration Number
AJ2747
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PORTFOLIO MANAGEMENT, PRIVATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PORTFOLIO MANAGEMENT, PRIVATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
18 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
SPECIALIST, PORTFOLIO MANAGEMENT, PRIVATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YE, YUNPING
:
Chinese Name of Relevant Individual
叶允平
:
HKMA Registration Number
AJ2747
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Nov 2025
No
SPECIALIST, PORTFOLIO MANAGEMENT, PRIVATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Nov 2025
No
SPECIALIST, PORTFOLIO MANAGEMENT, PRIVATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
18 Nov 2025
Yes
SPECIALIST, PORTFOLIO MANAGEMENT, PRIVATE BANKING