Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
YIP, TIN NOK JOSEPH
Chinese Name of Relevant Individual

HKMA Registration Number
AJ2761
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST, GLOBAL MARKETS DIVISION
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST, GLOBAL MARKETS DIVISION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIP, TIN NOK JOSEPH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ2761
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
04 Aug 2023
No
ANALYST, GLOBAL MARKETS DIVISION
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
04 Aug 2023
No
ANALYST, GLOBAL MARKETS DIVISION