Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, CHANG
Chinese Name of Relevant Individual
譚唱
HKMA Registration Number
AJ2828
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2023 - 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2023 - 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 9: asset management
Effective Period
11 Aug 2023 - 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, CHANG
:
Chinese Name of Relevant Individual
譚唱
:
HKMA Registration Number
AJ2828
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2828
TORONTO-DOMINION BANK
Type 1: dealing in securities
11 Aug 2023 - 20 Mar 2026
No
AJ2828
TORONTO-DOMINION BANK
Type 4: advising on securities
11 Aug 2023 - 20 Mar 2026
No
AJ2828
TORONTO-DOMINION BANK
Type 9: asset management
11 Aug 2023 - 20 Mar 2026
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.