Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
IU, YIN TUNG CHRISTY
Chinese Name of Relevant Individual

姚燕彤
HKMA Registration Number
AJ2844
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (PREMIER SERVICE)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (PREMIER SERVICE)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
IU, YIN TUNG CHRISTY
:
Chinese Name of Relevant Individual
姚燕彤
:
HKMA Registration Number
AJ2844
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Aug 2023
No
ASSISTANT BRANCH MANAGER (PREMIER SERVICE)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Aug 2023
No
ASSISTANT BRANCH MANAGER (PREMIER SERVICE)