Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WAN, SUM HEI
Chinese Name of Relevant Individual

尹心希
HKMA Registration Number
AJ2925
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
HONG KONG PRIVATE BANKING CHIEF OPERATING OFFICER
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
HONG KONG PRIVATE BANKING CHIEF OPERATING OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WAN, SUM HEI
:
Chinese Name of Relevant Individual
尹心希
:
HKMA Registration Number
AJ2925
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EFG BANK AG
Type 1: dealing in securities
22 Aug 2023
No
HONG KONG PRIVATE BANKING CHIEF OPERATING OFFICER
EFG BANK AG
Type 4: advising on securities
22 Aug 2023
No
HONG KONG PRIVATE BANKING CHIEF OPERATING OFFICER