Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, TSZ TAI KIENNETH
Chinese Name of Relevant Individual
何子泰
HKMA Registration Number
AJ2950
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2025 - 01 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2025 - 01 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2024 - 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2024 - 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2023 - 04 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2023 - 04 May 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, TSZ TAI KIENNETH
:
Chinese Name of Relevant Individual
何子泰
:
HKMA Registration Number
AJ2950
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2950
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2025 - 01 May 2025
No
AJ2950
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2025 - 01 May 2025
No
AJ2950
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Jul 2024 - 22 Jan 2025
No
AJ2950
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Jul 2024 - 22 Jan 2025
No
AJ2950
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2023 - 04 May 2024
No
AJ2950
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2023 - 04 May 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.