Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWOK, YIU SUM
Chinese Name of Relevant Individual

郭耀森
HKMA Registration Number
AJ2953
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER(PD)
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER(PD)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, YIU SUM
:
Chinese Name of Relevant Individual
郭耀森
:
HKMA Registration Number
AJ2953
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
30 Aug 2024
No
ASSISTANT MANAGER(PD)
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
30 Aug 2024
No
ASSISTANT MANAGER(PD)