Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SEAH, JUI KHIANG, FREDDY
Chinese Name of Relevant Individual
HKMA Registration Number
AJ2961
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2025 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2025 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2024 - 30 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2024 - 30 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2023 - 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2023 - 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SEAH, JUI KHIANG, FREDDY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ2961
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2961
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Aug 2025 - 29 Aug 2025
No
AJ2961
ROYAL BANK OF CANADA
Type 4: advising on securities
25 Aug 2025 - 29 Aug 2025
No
AJ2961
ROYAL BANK OF CANADA
Type 1: dealing in securities
26 Aug 2024 - 30 Aug 2024
No
AJ2961
ROYAL BANK OF CANADA
Type 4: advising on securities
26 Aug 2024 - 30 Aug 2024
No
AJ2961
ROYAL BANK OF CANADA
Type 1: dealing in securities
28 Aug 2023 - 01 Sep 2023
No
AJ2961
ROYAL BANK OF CANADA
Type 4: advising on securities
28 Aug 2023 - 01 Sep 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
