Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAMBERT, JAMES ELLIOT
Chinese Name of Relevant Individual
HKMA Registration Number
AJ2970
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2026 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2026 - 27 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2023 - 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAMBERT, JAMES ELLIOT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ2970
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ2970
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Mar 2026 - 27 Mar 2026
No
AJ2970
ROYAL BANK OF CANADA
Type 4: advising on securities
25 Mar 2026 - 27 Mar 2026
No
AJ2970
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Sep 2025 - 05 Sep 2025
No
AJ2970
ROYAL BANK OF CANADA
Type 4: advising on securities
03 Sep 2025 - 05 Sep 2025
No
AJ2970
ROYAL BANK OF CANADA
Type 1: dealing in securities
29 Aug 2023 - 01 Sep 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.