Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LUO, JIAQI
Chinese Name of Relevant Individual

羅嘉琪
HKMA Registration Number
AJ3000
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR, STRUCTURED BANKING, COMMERCIAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR, STRUCTURED BANKING, COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LUO, JIAQI
:
Chinese Name of Relevant Individual
羅嘉琪
:
HKMA Registration Number
AJ3000
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
31 Aug 2023
No
ASSOCIATE DIRECTOR, STRUCTURED BANKING, COMMERCIAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
31 Aug 2023
No
ASSOCIATE DIRECTOR, STRUCTURED BANKING, COMMERCIAL BANKING