Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TAM, WAI CHUNG WILLIAM
Chinese Name of Relevant Individual

譚尉聰
HKMA Registration Number
AJ3082
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
08 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TAM, WAI CHUNG WILLIAM
:
Chinese Name of Relevant Individual
譚尉聰
:
HKMA Registration Number
AJ3082
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
08 Sep 2023
No
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
08 Sep 2023
No
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
08 Sep 2023
No
ANALYST, CORPORATE AND INSTITUTIONAL BANKING