Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, CHI HSIUNG
Chinese Name of Relevant Individual
劉吉雄
HKMA Registration Number
AJ3086
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2024 - 14 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2024 - 14 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2023 - 01 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2023 - 01 Feb 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, CHI HSIUNG
:
Chinese Name of Relevant Individual
劉吉雄
:
HKMA Registration Number
AJ3086
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3086
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
02 Feb 2024 - 14 Mar 2025
Yes
AJ3086
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
02 Feb 2024 - 14 Mar 2025
Yes
AJ3086
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
08 Sep 2023 - 01 Feb 2024
No
AJ3086
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
08 Sep 2023 - 01 Feb 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.