Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHENG, JUN
Chinese Name of Relevant Individual
鄭濬
HKMA Registration Number
AJ3114
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Sep 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER HK
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Sep 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER HK
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
28 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CHIEF EXECUTIVE OFFICER HK
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNITED OVERSEAS BANK LIMITED
SFC CE number
AAK840
Business Address
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
UNITED OVERSEAS BANK LIMITED
Effective Date
16 Aug 2024
Description
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of UNITED OVERSEAS BANK LIMITED not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 28 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2023 - 15 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Sep 2023 - 15 Aug 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHENG, JUN
:
Chinese Name of Relevant Individual
鄭濬
:
HKMA Registration Number
AJ3114
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
14 Sep 2023
Yes
CHIEF EXECUTIVE OFFICER HK
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
14 Sep 2023
Yes
CHIEF EXECUTIVE OFFICER HK
UNITED OVERSEAS BANK LIMITED
Type 6: advising on corporate finance
28 May 2025
No
CHIEF EXECUTIVE OFFICER HK
Name of Registered Institution
SFC CE number
Business Address
UNITED OVERSEAS BANK LIMITED
AAK840
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Registered Institution
Effective Date
Description
UNITED OVERSEAS BANK LIMITED
1
16 Aug 2024
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of UNITED OVERSEAS BANK LIMITED not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3114
UNITED OVERSEAS BANK LIMITED
Type 6: advising on corporate finance
Since 28 May 2025
No
AJ3114
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
Since 16 Aug 2024
Yes
AJ3114
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
Since 16 Aug 2024
Yes
AJ3114
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
14 Sep 2023 - 15 Aug 2024
No
AJ3114
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
14 Sep 2023 - 15 Aug 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.