Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SPECCHIA, GIULIA LAVINIA
Chinese Name of Relevant Individual
HKMA Registration Number
AJ3168
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2025 - 05 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2024 - 11 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2024 - 27 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2023 - 28 Sep 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SPECCHIA, GIULIA LAVINIA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ3168
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3168
UBS AG
Type 4: advising on securities
28 Jan 2025 - 05 Feb 2025
No
AJ3168
UBS AG
Type 4: advising on securities
06 Sep 2024 - 11 Sep 2024
No
AJ3168
UBS AG
Type 4: advising on securities
23 Feb 2024 - 27 Feb 2024
No
AJ3168
UBS AG
Type 4: advising on securities
21 Sep 2023 - 28 Sep 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.