Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HONG, TSUN HO
Chinese Name of Relevant Individual
康峻豪
HKMA Registration Number
AJ3170
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER II
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER II
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2025 - 20 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2025 - 20 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2023 - 01 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2023 - 01 Oct 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HONG, TSUN HO
:
Chinese Name of Relevant Individual
康峻豪
:
HKMA Registration Number
AJ3170
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Jan 2026
No
PERSONAL BANKING MANAGER II
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Jan 2026
No
PERSONAL BANKING MANAGER II
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3170
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 28 Jan 2026
No
AJ3170
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 28 Jan 2026
No
AJ3170
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Jul 2025 - 20 Dec 2025
No
AJ3170
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Jul 2025 - 20 Dec 2025
No
AJ3170
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 Sep 2023 - 01 Oct 2024
No
AJ3170
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 Sep 2023 - 01 Oct 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
