Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GAO, XIANGHUI
Chinese Name of Relevant Individual
高祥輝
HKMA Registration Number
AJ3179
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2024 - 23 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2024 - 23 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2023 - 25 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2023 - 25 Sep 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GAO, XIANGHUI
:
Chinese Name of Relevant Individual
高祥輝
:
HKMA Registration Number
AJ3179
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3179
PING AN BANK CO., LTD.
Type 1: dealing in securities
26 Sep 2024 - 23 Oct 2025
Yes
AJ3179
PING AN BANK CO., LTD.
Type 4: advising on securities
26 Sep 2024 - 23 Oct 2025
Yes
AJ3179
PING AN BANK CO., LTD.
Type 1: dealing in securities
22 Sep 2023 - 25 Sep 2024
No
AJ3179
PING AN BANK CO., LTD.
Type 4: advising on securities
22 Sep 2023 - 25 Sep 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.