Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LAU, KING LAM
Chinese Name of Relevant Individual

劉敬琳
HKMA Registration Number
AJ3185
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SUSTAINABLE FINANCE
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SUSTAINABLE FINANCE
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
22 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SUSTAINABLE FINANCE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, KING LAM
:
Chinese Name of Relevant Individual
劉敬琳
:
HKMA Registration Number
AJ3185
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
22 Sep 2023
No
SUSTAINABLE FINANCE
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
22 Sep 2023
No
SUSTAINABLE FINANCE
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
22 Sep 2023
No
SUSTAINABLE FINANCE