Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEK, NOK YI
Chinese Name of Relevant Individual
石諾𠒇
HKMA Registration Number
AJ3245
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING OFFICER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2024 - 22 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2024 - 22 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2023 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2023 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEK, NOK YI
:
Chinese Name of Relevant Individual
石諾𠒇
:
HKMA Registration Number
AJ3245
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Oct 2025
No
CLIENT SERVICING OFFICER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Oct 2025
No
CLIENT SERVICING OFFICER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3245
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 10 Oct 2025
No
AJ3245
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 10 Oct 2025
No
AJ3245
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2024 - 22 Aug 2025
No
AJ3245
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2024 - 22 Aug 2025
No
AJ3245
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Sep 2023 - 24 May 2024
No
AJ3245
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Sep 2023 - 24 May 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
