Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
AU, CHING YEE
Chinese Name of Relevant Individual

歐青怡
HKMA Registration Number
AJ3249
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, BUSINESS SUPPORT
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, BUSINESS SUPPORT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, CHING YEE
:
Chinese Name of Relevant Individual
歐青怡
:
HKMA Registration Number
AJ3249
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Sep 2023
No
ASSISTANT MANAGER, BUSINESS SUPPORT
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Sep 2023
No
ASSISTANT MANAGER, BUSINESS SUPPORT