Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHING, TEEN HO NICHOLAS
Chinese Name of Relevant Individual

程天顥
HKMA Registration Number
AJ3269
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ASSOCIATE
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ASSOCIATE
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ASSOCIATE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHING, TEEN HO NICHOLAS
:
Chinese Name of Relevant Individual
程天顥
:
HKMA Registration Number
AJ3269
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
04 Oct 2023
No
INV. BANKING ASSOCIATE
UBS AG
Type 4: advising on securities
04 Oct 2023
No
INV. BANKING ASSOCIATE
UBS AG
Type 6: advising on corporate finance
04 Oct 2023
No
INV. BANKING ASSOCIATE