Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WONG, SUM WAI
Chinese Name of Relevant Individual

黃心慧
HKMA Registration Number
AJ3303
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITIES RESEARCH
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WONG, SUM WAI
:
Chinese Name of Relevant Individual
黃心慧
:
HKMA Registration Number
AJ3303
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Oct 2023
No
SPECIALIST, EQUITIES RESEARCH