Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JAO, SHANG SHU
Chinese Name of Relevant Individual
饒尚書
HKMA Registration Number
AJ3388
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2023 - 12 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2023 - 12 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2023 - 12 Feb 2026
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JAO, SHANG SHU
:
Chinese Name of Relevant Individual
饒尚書
:
HKMA Registration Number
AJ3388
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3388
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2023 - 12 Feb 2026
No
AJ3388
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
21 Oct 2023 - 12 Feb 2026
No
AJ3388
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
21 Oct 2023 - 12 Feb 2026
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.