Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JONES, NATHAN MORGAN
Chinese Name of Relevant Individual
HKMA Registration Number
AJ3393
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2026 - 30 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2024 - 10 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2023 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JONES, NATHAN MORGAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ3393
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3393
TORONTO-DOMINION BANK
Type 1: dealing in securities
29 Jan 2026 - 30 Jan 2026
No
AJ3393
TORONTO-DOMINION BANK
Type 1: dealing in securities
09 Jul 2024 - 10 Jul 2024
No
AJ3393
TORONTO-DOMINION BANK
Type 1: dealing in securities
23 Oct 2023 - 24 Oct 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.