Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, YUXIAO
Chinese Name of Relevant Individual

李宇霄
HKMA Registration Number
AJ3423
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, YUXIAO
:
Chinese Name of Relevant Individual
李宇霄
:
HKMA Registration Number
AJ3423
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
27 Oct 2023
No
TREASURY
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
27 Oct 2023
No
TREASURY