Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHUM, CHEUK WAI
Chinese Name of Relevant Individual

沈倬慧
HKMA Registration Number
AJ3468
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SALES ASSISTANT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHUM, CHEUK WAI
:
Chinese Name of Relevant Individual
沈倬慧
:
HKMA Registration Number
AJ3468
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SOCIETE GENERALE
Type 1: dealing in securities
02 Nov 2023
No
SALES ASSISTANT