Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHEUNG, CLIVE HO FUNG
Chinese Name of Relevant Individual

張昊峯
HKMA Registration Number
AJ3490
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
PREMIUM ADVISORY SPECIALIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Nov 2023
Is an Executive Officer? (Yes / No)
No
Capacity
PREMIUM ADVISORY SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEUNG, CLIVE HO FUNG
:
Chinese Name of Relevant Individual
張昊峯
:
HKMA Registration Number
AJ3490
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
07 Nov 2023
No
PREMIUM ADVISORY SPECIALIST
UBS AG
Type 4: advising on securities
07 Nov 2023
No
PREMIUM ADVISORY SPECIALIST