Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
STEINBERG, ANTONY MICHAEL
Chinese Name of Relevant Individual
HKMA Registration Number
AJ3501
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2025 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2025 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Nov 2025 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2025 - 16 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2025 - 16 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Apr 2025 - 16 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Dec 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jan 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
STEINBERG, ANTONY MICHAEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ3501
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3501
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 May 2026
No
AJ3501
ROYAL BANK OF CANADA
Type 4: advising on securities
27 May 2026
No
AJ3501
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
27 May 2026
No
AJ3501
ROYAL BANK OF CANADA
Type 1: dealing in securities
26 Nov 2025 - 28 Nov 2025
No
AJ3501
ROYAL BANK OF CANADA
Type 4: advising on securities
26 Nov 2025 - 28 Nov 2025
No
AJ3501
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
26 Nov 2025 - 28 Nov 2025
No
AJ3501
ROYAL BANK OF CANADA
Type 1: dealing in securities
15 Apr 2025 - 16 Apr 2025
No
AJ3501
ROYAL BANK OF CANADA
Type 4: advising on securities
15 Apr 2025 - 16 Apr 2025
No
AJ3501
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
15 Apr 2025 - 16 Apr 2025
No
AJ3501
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Dec 2024 - 03 Dec 2024
No
AJ3501
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Dec 2024 - 03 Dec 2024
No
AJ3501
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
02 Dec 2024 - 03 Dec 2024
No
AJ3501
ROYAL BANK OF CANADA
Type 1: dealing in securities
16 Jan 2024
No
AJ3501
ROYAL BANK OF CANADA
Type 4: advising on securities
16 Jan 2024
No
AJ3501
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
16 Jan 2024
No
AJ3501
ROYAL BANK OF CANADA
Type 1: dealing in securities
08 Nov 2023
No
AJ3501
ROYAL BANK OF CANADA
Type 4: advising on securities
08 Nov 2023
No
AJ3501
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
08 Nov 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.