Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, KAM WING
Chinese Name of Relevant Individual

李鑫榮
HKMA Registration Number
AJ3671
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE CLIENT ADVISOR
Remarks
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE CLIENT ADVISOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, KAM WING
:
Chinese Name of Relevant Individual
李鑫榮
:
HKMA Registration Number
AJ3671
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EAST WEST BANK
Type 1: dealing in securities
17 Mar 2026
No
PRIVATE CLIENT ADVISOR
EAST WEST BANK
Type 4: advising on securities
17 Mar 2026
No
PRIVATE CLIENT ADVISOR