Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
WONG, MIU LING
Chinese Name of Relevant Individual

黃妙玲
HKMA Registration Number
AJ3724
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE FINANCIAL PLANNING MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE FINANCIAL PLANNING MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WONG, MIU LING
:
Chinese Name of Relevant Individual
黃妙玲
:
HKMA Registration Number
AJ3724
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 Jul 2025
No
ASSOCIATE FINANCIAL PLANNING MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 Jul 2025
No
ASSOCIATE FINANCIAL PLANNING MANAGER