Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, LAP WING
Chinese Name of Relevant Individual
潘立詠
HKMA Registration Number
AJ3805
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2024 - 04 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2024 - 04 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2024 - 09 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2024 - 09 Jun 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, LAP WING
:
Chinese Name of Relevant Individual
潘立詠
:
HKMA Registration Number
AJ3805
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3805
DAH SING BANK, LIMITED
Type 1: dealing in securities
02 Aug 2024 - 04 Jul 2025
No
AJ3805
DAH SING BANK, LIMITED
Type 4: advising on securities
02 Aug 2024 - 04 Jul 2025
No
AJ3805
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jan 2024 - 09 Jun 2024
No
AJ3805
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Jan 2024 - 09 Jun 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.