Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, YE
Chinese Name of Relevant Individual
陆晔
HKMA Registration Number
AJ3841
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2026 - 15 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2026 - 22 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jan 2026 - 27 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2026 - 10 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2025 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2025 - 25 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2025 - 11 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2025 - 04 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2025 - 10 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2024 - 15 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2024 - 13 Jan 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, YE
:
Chinese Name of Relevant Individual
陆晔
:
HKMA Registration Number
AJ3841
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
13 May 2026 - 15 May 2026
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
20 Apr 2026 - 22 Apr 2026
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
26 Jan 2026 - 27 Jan 2026
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2026 - 10 Jan 2026
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
27 Nov 2025 - 28 Nov 2025
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
22 Sep 2025 - 25 Sep 2025
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
28 Aug 2025
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
10 Jul 2025 - 11 Jul 2025
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
30 Jun 2025 - 04 Jul 2025
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
08 Jan 2025 - 10 Jan 2025
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
14 Jun 2024 - 15 Jun 2024
No
AJ3841
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
11 Jan 2024 - 13 Jan 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.