Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WONG, KOOT YIN ERNEST
Chinese Name of Relevant Individual

黃豁然
HKMA Registration Number
AJ3880
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WONG, KOOT YIN ERNEST
:
Chinese Name of Relevant Individual
黃豁然
:
HKMA Registration Number
AJ3880
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
16 Jan 2024
No
ANALYST
CITIBANK, N.A.
Type 4: advising on securities
16 Jan 2024
No
ANALYST
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Jan 2024
No
ANALYST
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
16 Jan 2024
No
ANALYST