Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
KWOK, HEI LAM
Chinese Name of Relevant Individual

郭希琳
HKMA Registration Number
AJ3960
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT STRATEGIST, WEALTH MANAGEMENT
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT STRATEGIST, WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, HEI LAM
:
Chinese Name of Relevant Individual
郭希琳
:
HKMA Registration Number
AJ3960
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jan 2024
No
INVESTMENT STRATEGIST, WEALTH MANAGEMENT
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jan 2024
No
INVESTMENT STRATEGIST, WEALTH MANAGEMENT