Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
AU, HO WAI
Chinese Name of Relevant Individual

區可蕙
HKMA Registration Number
AJ3969
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER FRONTLINE EXPERIENCE
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER FRONTLINE EXPERIENCE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, HO WAI
:
Chinese Name of Relevant Individual
區可蕙
:
HKMA Registration Number
AJ3969
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
30 Jan 2024
No
MANAGER FRONTLINE EXPERIENCE
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
30 Jan 2024
No
MANAGER FRONTLINE EXPERIENCE